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Associate Wealth Advisor

Associate Wealth Advisor
Wealth Advisor is seeking an Associate Wealth Advisor (AWA) to assist with growing wealth management practice. I have built my practice based on providing comprehensive wealth management services to my clients and have grown my practice through referrals and most recently with the acquisition of another Advisors practice. This position would be a cooperative relationship where I can provide my experience to the AWA in honing new skills which would support the continuation of building my business and preparing the AWA the opportunity to grow into and with the business. I plan on maintaining and growing my practice for a number of years in the foreseeable future; however, if this partnership results in increased productivity, efficiency and growth, the AFA will be included in a succession plan as I wind down and eventually exit the business. Following are the skills, experience and credentials required for the position as well as the responsibilities.

Key traits of a successful AWA

Initiative and a desire to be in business for oneself.
Analytical ability, persistence and an entrepreneurial perspective
Ability to adhere to rules and regulations as stated and required by advisor and regulatory agencies.
Be service oriented
Strong working knowledge of MS Word and Excel
Experience with investment research software (i.e. Morningstar)
Ability to analyze, collect and communicate complex information
Ability to multitask and manage workload
Time management skills & ability to work independently
Must be able to work well under pressure with tight deadlines
To be an Associate Financial Advisor, you will need to already have Federal and State licenses and registrations for Securities - including Series 7, 66, and State Life, Accident, and Health Insurance Licenses.
Principal Responsibilities and Activities Include:
Assist in maintaining client management system
Maintain files and records in accordance with the records retention policy.
Conduct and/or participate in client meetings and follow-up
Maintain communication with current clients through on-going mailings, summary letters, email and phone calls
Gather and enter client data and create verbal and written planning deliverables.
Perform case analysis and develop recommendations
Determine the client's risk tolerance and time frame.
Analyze and monitor client's portfolios
Develop portfolio/product solution recommendations that are client-suitable.
Manage and maintain trading software, assigning models to clients, executing trades and managing transfers
Run illustrations and hypotheticals and develop appropriate product deliverables.
Monitor economy, markets, and world events to determine strategic rebalancing
Assist on projects that relate to new business development, strategic planning, product development and other marketing infrastructure issues


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